job description
Join Cognizant, a global leader in technology and business solutions, as we expand our Financial Services team in Bali. We are urgently seeking FINRA-licensed professionals to drive excellence in client service, regulatory compliance, and financial advisory for our international clientele.
As part of our specialized practice, you will leverage your Series 7, 63, or 66 licenses to deliver tailored financial solutions, ensuring adherence to U.S. securities regulations while working in a dynamic, multicultural environment. This role offers a unique opportunity to combine your expertise with Cognizant’s cutting-edge technology and global reach.
Why Bali? Enjoy a work-life balance in a tropical paradise while advancing your career with a Fortune 500 company. Relocation support and competitive compensation packages are available for qualified candidates.
Responsibility
- Provide compliance-verified financial advisory to U.S.-based clients, ensuring adherence to FINRA and SEC regulations.
- Process and validate securities transactions, including trades, transfers, and account openings.
- Collaborate with cross-functional teams to resolve client inquiries and escalations with accuracy and professionalism.
- Maintain up-to-date knowledge of FINRA rules, anti-money laundering (AML) policies, and industry best practices.
- Prepare and submit regulatory reports and documentation in a timely manner.
- Leverage CRM tools to track client interactions and ensure audit-ready record-keeping.
- Participate in training and certification programs to stay current with licensing requirements.
- Contribute to process improvements to enhance operational efficiency and client satisfaction.
Qualifications
- Active FINRA licenses (Series 7, 63, or 66) are mandatory; Series 65 is a plus.
- Minimum 2+ years of experience in financial services, brokerage operations, or compliance roles.
- Proven ability to interpret and apply U.S. securities regulations in a client-facing role.
- Excellent English communication skills (written and verbal) with a neutral accent.
- Proficiency in Microsoft Office Suite and financial software (e.g., Bloomberg, Salesforce).
- Strong analytical and problem-solving skills with attention to detail.
- Ability to work in shift-based schedules to align with U.S. market hours.
- Bachelor’s degree in Finance, Business, or related fields preferred.