job description
Join Kenanga Investment Bank, a leading financial institution in Malaysia, as our Manager, Capital Market Supervision (Group Compliance) based in Bali, Indonesia. This is a unique opportunity to play a pivotal role in ensuring compliance with regulatory standards while working in a dynamic, hybrid environment.
In this role, you will oversee capital market supervision activities, ensuring that all business operations adhere to both internal policies and external regulatory requirements. You will collaborate with cross-functional teams to mitigate risks, implement compliance frameworks, and drive best practices in financial supervision. This position is ideal for a detail-oriented professional with a strong background in capital markets, compliance, or financial regulation.
As part of our Group Compliance team, you will have the chance to work with industry experts, contribute to strategic initiatives, and shape the future of compliance in the financial sector. Kenanga Investment Bank values innovation, integrity, and excellence, offering a supportive work culture with opportunities for professional growth.
If you are passionate about financial compliance, risk management, and capital markets, this role offers the perfect blend of challenge and reward in a flexible, Bali-based setting.
Responsibility
- Lead the supervision of capital market activities to ensure compliance with regulatory requirements and internal policies.
- Monitor and assess risks associated with capital market transactions, providing recommendations for mitigation.
- Collaborate with business units to implement compliance frameworks and best practices in capital market operations.
- Conduct regular audits and reviews to identify gaps in compliance and recommend corrective actions.
- Prepare reports and presentations for senior management and regulatory bodies on compliance matters.
- Stay updated on changes in financial regulations and industry trends to ensure the bank’s compliance strategies remain effective.
- Provide guidance and training to staff on compliance-related issues and regulatory expectations.
- Support the development and enhancement of compliance policies and procedures for capital market activities.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field. A Master’s degree or professional certification (e.g., CFA, FRM, or compliance-related certifications) is a plus.
- Minimum of 5 years of experience in capital markets, compliance, risk management, or financial regulation.
- Strong knowledge of capital market regulations, including those set by Bank Negara Malaysia (BNM), Securities Commission Malaysia (SC), or equivalent regulatory bodies.
- Proven experience in supervising compliance functions within a financial institution or regulatory environment.
- Excellent analytical skills with the ability to interpret complex regulatory requirements and apply them to business operations.
- Strong communication and interpersonal skills, with the ability to engage stakeholders at all levels.
- Detail-oriented with a proactive approach to problem-solving and risk management.
- Ability to work independently in a remote setting while maintaining strong collaboration with teams in Kuala Lumpur.