job description
Join Etrading Software Limited (Philippines) Inc. as a Senior Regulatory Compliance Analyst in the vibrant heart of Bali. This pivotal role focuses on regulatory monitoring and assurance within the dynamic financial services sector, ensuring our operations adhere to the highest standards of compliance.
As a key member of our team, you will proactively track regulatory changes, assess their impact on our business, and implement robust compliance frameworks. Your expertise will safeguard our organization against risks while fostering a culture of integrity and transparency.
Based in Canggu, Bali, this position offers a unique blend of professional growth and work-life balance in one of the world’s most sought-after destinations. Ideal for compliance professionals passionate about financial regulations and eager to thrive in a collaborative, forward-thinking environment.
Responsibility
- Monitor and interpret local and international regulatory changes affecting financial services, including banking, securities, and anti-money laundering (AML) laws.
- Conduct compliance risk assessments and develop mitigation strategies to ensure adherence to regulatory requirements.
- Lead internal audits and reviews to verify compliance with policies, procedures, and external regulations.
- Collaborate with cross-functional teams to implement compliance training programs and awareness initiatives.
- Prepare and submit regulatory reports and filings accurately and within deadlines.
- Investigate and resolve compliance breaches or incidents, recommending corrective actions where necessary.
- Maintain up-to-date knowledge of industry best practices and emerging compliance trends.
- Serve as a subject-matter expert for regulatory inquiries and interactions with external auditors or regulators.
Qualifications
- Bachelor’s degree in Finance, Law, Business Administration, or a related field. Advanced degrees or certifications (e.g., CAMS, CFA, FRM) are a plus.
- Minimum 5 years of experience in regulatory compliance, preferably within banking, fintech, or financial services.
- In-depth knowledge of global financial regulations (e.g., Basel III, MiFID II, FATCA, GDPR) and local Indonesian compliance frameworks.
- Proven ability to analyze complex regulations and translate them into actionable business policies.
- Strong analytical, problem-solving, and project management skills.
- Excellent written and verbal communication skills in English, with the ability to liaise with stakeholders at all levels.
- Experience with compliance software tools (e.g., MetricStream, Thomson Reuters) is advantageous.
- High ethical standards and a commitment to integrity and confidentiality.