job description
Join Advice to Talent as a Financial Planning Compliance Administrator and play a pivotal role in supporting an Australian financial planning group with compliance administration, adviser monitoring, audits, and regulatory documentation. This remote position offers the flexibility to work from beautiful Bali while ensuring adherence to Australian financial regulations.
As a Compliance Administrator, you will be responsible for maintaining compliance standards, conducting audits, and ensuring all documentation meets regulatory requirements. This role is ideal for detail-oriented professionals with a background in financial services or compliance who are looking to work in a dynamic, remote environment.
If you have a keen eye for detail, a strong understanding of financial regulations, and the ability to work independently, we encourage you to apply. This is a fantastic opportunity to grow your career in financial compliance while enjoying the benefits of remote work.
Responsibility
- Assist in the preparation and submission of compliance reports to regulatory bodies.
- Conduct regular audits of financial planning practices to ensure compliance with Australian regulations.
- Monitor and review financial advisers' activities to ensure adherence to compliance standards.
- Maintain and update compliance documentation and records.
- Provide support in the implementation of compliance policies and procedures.
- Liaise with internal teams and external stakeholders to address compliance-related queries.
- Stay updated with changes in financial regulations and ensure the organization's practices are aligned.
- Assist in the preparation of training materials and conduct compliance training sessions.
Qualifications
- Bachelor's degree in Finance, Business, Law, or a related field.
- Minimum of 2 years of experience in compliance, financial services, or a related role.
- Strong understanding of Australian financial regulations and compliance standards.
- Excellent attention to detail and organizational skills.
- Proficient in Microsoft Office Suite and compliance management software.
- Ability to work independently and manage multiple tasks efficiently.
- Strong communication skills, both written and verbal.
- Experience in conducting audits and preparing compliance reports is a plus.