job description
Join PERSOL in Bali as a Compliance Analyst specializing in Capital Markets and Market Abuse Prevention. This is a unique opportunity to work with a leading financial services client in a dynamic, contract-based role. You will play a pivotal role in ensuring regulatory adherence, monitoring trading activities, and mitigating risks associated with market manipulation and insider trading.
Based in the vibrant region of Badung, Bali, this position offers a blend of professional growth and the chance to live in one of the world’s most sought-after destinations. Ideal for candidates with a background in financial compliance, trade surveillance, or capital markets, this role demands analytical precision, regulatory expertise, and a proactive approach to risk management.
If you are a detail-oriented professional with a passion for maintaining the integrity of financial markets, we invite you to apply and contribute to a team that values compliance as the cornerstone of trust and stability in the financial sector.
Responsibility
- Monitor and analyze trading activities to detect potential market abuse, insider trading, or manipulative practices in capital markets.
- Conduct real-time and post-trade surveillance using advanced compliance tools and platforms.
- Investigate suspicious transactions and prepare detailed reports for regulatory bodies and internal stakeholders.
- Ensure adherence to local and international financial regulations, including SEC, MAS, or other relevant frameworks.
- Collaborate with legal, risk, and front-office teams to implement robust compliance policies and procedures.
- Develop and maintain compliance dashboards and metrics to track key risk indicators (KRIs).
- Provide training and guidance to staff on anti-market abuse measures and best practices in trade compliance.
- Stay updated on emerging regulatory trends and adjust compliance strategies accordingly.
Qualifications
- Bachelor’s degree in Finance, Economics, Law, or a related field. Advanced degrees or certifications (e.g., CFA, FRM, CAMS) are a plus.
- Minimum 3-5 years of experience in compliance, risk management, or audit, with a focus on capital markets or trade surveillance.
- Proven experience in market abuse detection, investigation, or regulatory reporting.
- Strong knowledge of financial regulations (e.g., MiFID II, Dodd-Frank, or local equivalents) and compliance frameworks.
- Proficiency in compliance software (e.g., Actimize, Nasdaq SMARTS, or similar tools).
- Excellent analytical, problem-solving, and communication skills.
- Ability to work independently in a fast-paced, contract-based environment.
- Familiarity with Asian financial markets is highly advantageous.