job description
Join Nanhua Singapore as a Senior Risk Officer (Securities) and play a pivotal role in safeguarding our securities business operations in the dynamic financial landscape of Southeast Asia. Based in the vibrant hub of Badung, Bali, you will lead critical risk assessment, monitoring, and mitigation strategies to ensure compliance, stability, and growth in a high-stakes environment.
This is a unique opportunity for a seasoned risk professional to contribute to a globally recognized financial institution while enjoying the work-life balance of Bali’s premier business districts. Your expertise will directly influence decision-making processes, protect the firm’s assets, and drive sustainable business practices in securities trading and investment.
If you thrive in a fast-paced, analytical environment and are passionate about risk management in the financial sector, we invite you to apply and take the next step in your career with Nanhua Singapore.
Responsibility
- Conduct daily risk monitoring of securities business activities, including trading, settlement, and compliance with regulatory frameworks (e.g., MAS, SEC, or local equivalents).
- Develop and implement risk management policies, procedures, and controls to mitigate operational, market, credit, and liquidity risks.
- Perform quantitative and qualitative risk assessments using advanced analytical tools and models to identify potential exposures.
- Prepare and present risk reports to senior management and stakeholders, highlighting key trends, anomalies, and recommendations.
- Collaborate with cross-functional teams (e.g., Trading, Compliance, Legal) to ensure alignment with risk appetite and business objectives.
- Monitor regulatory changes and industry best practices, ensuring the firm’s risk framework remains current and effective.
- Lead incident investigations and root-cause analyses for risk breaches or near-misses, proposing corrective actions.
- Provide training and guidance to staff on risk awareness, controls, and compliance requirements.
Qualifications
- Bachelor’s degree in Finance, Economics, Risk Management, or a related field; Master’s or professional certifications (e.g., FRM, PRM, CFA) are a plus.
- Minimum 5–8 years of experience in risk management within the securities, banking, or financial services sector.
- Deep understanding of securities markets, trading operations, and regulatory frameworks (e.g., MiFID, Dodd-Frank, or local equivalents).
- Proficient in risk modeling tools (e.g., Moody’s Analytics, RiskMetrics) and data analysis (SQL, Python, Excel).
- Strong analytical, problem-solving, and communication skills with the ability to translate complex risk data into actionable insights.
- Experience in designing and implementing risk controls for front, middle, or back-office functions.
- Familiarity with ISO 31000, Basel III, or other risk management standards is advantageous.
- Ability to work independently in a fast-paced, international environment with a proactive and detail-oriented approach.