job description
Join Gain City Group, a leading name in the financial services sector, as our Compliance Director / Assistant Director / Senior Manager in the vibrant and dynamic location of Canggu, Bali. This is a unique opportunity to lead our compliance and investigation team, ensuring our operations adhere to the highest standards of regulatory and ethical conduct.
In this pivotal role, you will oversee the compliance investigation process, develop and implement robust compliance frameworks, and drive a culture of integrity across the organization. You will work closely with senior leadership to mitigate risks, ensure regulatory compliance, and foster a proactive approach to compliance management. This position is ideal for a seasoned compliance professional looking to make a significant impact in a fast-paced and growing financial services environment.
Bali offers an unparalleled work-life balance, with its stunning landscapes, rich culture, and thriving expat community. As part of Gain City Group, you will enjoy a collaborative work environment, competitive compensation, and the opportunity to grow your career in one of the most sought-after locations in the world.
If you are a strategic thinker with a passion for compliance and a desire to lead in a dynamic setting, we invite you to apply and become a key player in our mission to uphold the highest standards of integrity and excellence.
Responsibility
- Lead and manage the compliance and investigation team to ensure all processes are conducted efficiently and effectively.
- Develop, implement, and maintain comprehensive compliance programs and policies to ensure adherence to local and international regulations.
- Oversee the investigation of compliance-related issues, ensuring thorough and timely resolution.
- Collaborate with senior leadership to identify and mitigate compliance risks across the organization.
- Provide guidance and training to employees on compliance matters, fostering a culture of integrity and accountability.
- Monitor regulatory developments and ensure the organization remains up-to-date with changes in compliance requirements.
- Prepare and present reports on compliance activities and investigations to senior management and regulatory bodies.
- Ensure the organization’s compliance with anti-money laundering (AML) and know your customer (KYC) regulations.
Qualifications
- Bachelor’s degree in Law, Finance, Business Administration, or a related field. A Master’s degree or professional certification (e.g., CAMS, CCEP) is a plus.
- Minimum of 8-10 years of experience in compliance, risk management, or a related field within the financial services sector.
- Proven experience in leading compliance teams and managing compliance investigations.
- Strong knowledge of local and international regulatory frameworks, including AML, KYC, and data protection laws.
- Excellent analytical, problem-solving, and decision-making skills.
- Exceptional communication and interpersonal skills, with the ability to influence and engage stakeholders at all levels.
- Experience working in a multicultural and dynamic environment.
- Fluency in English; additional languages are a plus.